Frequently asked questions
What is a private placement of securities?
A private placement is the sale of securities to a select group of investors as a way to raise capital without registering with the SEC.
Do private placements need to be registered with the SEC?
No, private placements do not need to be registered with the SEC, but they must comply with certain regulatory requirements.
How many investors are in private placement?
Private placement typically involves a small number of select investors, often fewer than 35 in the U.S., but this can vary by jurisdiction.